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Abuse of the UKs Financial Markets - Case Study Example

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The paper "Abuse of the UK’s Financial Markets" describes that the establishment of FSA in order to achieve the target has been found to be the appropriate decision under the intensive pressures that are observed in both the international and the local markets…
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Abuse of the UKs Financial Markets
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Download file to see previous pages Specifically, in the area of the financial markets, the daily operations of the institutions and the individuals activated in this area have to avoid confronting the ‘general good’ as it has been recognized and established through a series of legal rules and other governmental regulations. The current paper examines the structure and the operation of the Financial Services Authority in the British Financial markets regarding the level of protection provided to the investors. Moreover, the role of the above authority regarding the formulation of efficient and fair markets is also examined to the extension that such an activity can be observed through the introduction and the application of an appropriate set of regulations but mostly through the daily operations which are taking place in the specific area (Dolfsma et al., 2005). The above efforts are being analyzed in accordance with the current rules held in this market but also the ethics and other principles that have been generally accepted. The reason for choosing the financial market of the specific country for such a comparative /task can be found to the role of this country (Michie, 1999, 1) to the development of the financial services globally.
The Financial Services Authority is the main governmental body of the British financial services industry controlling the daily operations held in the area and proceeding to any initiatives that are considered as necessary in order to protect the investors’ rights (Piazza, 2005). The above authority has the ‘legal form of a company limited by guarantee (number 01920623)’. It was primarily incorporated on ‘7 June 1985 under the name of The Securities and Investments Board Ltd at the instigation of the UK chancellor of the exchequer who is the sole member of the company and who delegated certain statutory regulatory powers to it under the then Financial Services Act 1986; ...Download file to see next pagesRead More
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