Contact Us
Sign In / Sign Up for FREE
Go to advanced search...
Nobody downloaded yet

Abuse of the UKs Financial Markets - Case Study Example

Comments (0) Cite this document
The paper "Abuse of the UK’s Financial Markets" describes that the establishment of FSA in order to achieve the target has been found to be the appropriate decision under the intensive pressures that are observed in both the international and the local markets…
Download full paperFile format: .doc, available for editing
GRAB THE BEST PAPER98.5% of users find it useful
Abuse of the UKs Financial Markets
Read TextPreview

Extract of sample "Abuse of the UKs Financial Markets"

Download file to see previous pages Specifically, in the area of the financial markets, the daily operations of the institutions and the individuals activated in this area have to avoid confronting the ‘general good’ as it has been recognized and established through a series of legal rules and other governmental regulations. The current paper examines the structure and the operation of the Financial Services Authority in the British Financial markets regarding the level of protection provided to the investors. Moreover, the role of the above authority regarding the formulation of efficient and fair markets is also examined to the extension that such an activity can be observed through the introduction and the application of an appropriate set of regulations but mostly through the daily operations which are taking place in the specific area (Dolfsma et al., 2005). The above efforts are being analyzed in accordance with the current rules held in this market but also the ethics and other principles that have been generally accepted. The reason for choosing the financial market of the specific country for such a comparative /task can be found to the role of this country (Michie, 1999, 1) to the development of the financial services globally.
The Financial Services Authority is the main governmental body of the British financial services industry controlling the daily operations held in the area and proceeding to any initiatives that are considered as necessary in order to protect the investors’ rights (Piazza, 2005). The above authority has the ‘legal form of a company limited by guarantee (number 01920623)’. It was primarily incorporated on ‘7 June 1985 under the name of The Securities and Investments Board Ltd at the instigation of the UK chancellor of the exchequer who is the sole member of the company and who delegated certain statutory regulatory powers to it under the then Financial Services Act 1986; ...Download file to see next pagesRead More
Cite this document
  • APA
  • MLA
(The government has given the Financial Services Authority new powers Case Study, n.d.)
The government has given the Financial Services Authority new powers Case Study.
(The Government Has Given the Financial Services Authority New Powers Case Study)
The Government Has Given the Financial Services Authority New Powers Case Study.
“The Government Has Given the Financial Services Authority New Powers Case Study”.
  • Cited: 0 times
Comments (0)
Click to create a comment or rate a document

CHECK THESE SAMPLES OF Abuse of the UKs Financial Markets

Financial Markets

...? Financial Markets Stock Track Table of Contents This paper discusses about Stocktrack portfolio. Different bonds, shares, options, mutual funds were invested and the result is being discussed. (Lessons learnt from 25 years of trading) Introduction $1,000,000 were invested in different stocks ranging from Bonds, shares, options, mutual funds, ETFs and Futures. Investment was made from January, 2011 to April, 2011.I have to invest these amounts through which is a simulation website for investment in stock exchanges. (Anon., n.d.) After performing analysis of different stocks I have identified the following: 1. Best performing investments during that period 2. Worst performing investments during that period 3. Performance...
3 Pages(750 words)Assignment

Financial Institutions & Markets - Financial Innovation

...?FINANCIAL INSTITUITION AND MARKETS – FINACIAL INNOVATION This study entails about financial innovations and its effects. Financial innovations have resulted in the development of complex financial techniques and instruments. Technological advancement, globalization, deregulation, etc. can be supposed to be the attributing factors towards the development of financial innovation. Innovations are mainly done to achieve the basic objectives of financial systems like facilitating the required payment instruments, increased savings, reduction in costs, etc. Individuals and business concerns now have a wider range of options with respect to different types of borrowing facilities available to them. However, the recent Global Financial Crisis...
6 Pages(1500 words)Essay

Financial Markets

...? FINANCIAL MARKETS FINANCIAL MARKETS Financial markets are critical areas of money exchanges that guide financial directors and shareholders in making decisions. It is clear that the financial directors and shareholders can make critical economic decisions within the large and a complicated financial environment. Financial directors make decisions in such environments like the financial markets, financial institutions, taxation and legal instruments as well as the nature of the region's economy. In addition to that, the financial atmosphere both determines the existing monetary substitutes and the influences that come out from many decisions. Therefore, it is considerably important that shareholders and financial directors have...
6 Pages(1500 words)Assignment

Financial markets

...? FINANCIAL MARKETS Table of Contents Table of Contents 2 2 Answer a) 3 (i) 4 (ii) 4 (iii) 6 Reference 7 7 Answer a) Preparation of a balanced portfolio using broad market index funds is one of the most effective and simplest ways to prosper and diversify over the long term. The main underlying objective of an asset manager in offering a balanced portfolio to his clients is to increase the return from the investment made by the investor when all the elements of a portfolio is providing same risk or is to select a portfolio which would yield minimum risk when the return generated from the portfolio is constant. An asset manager while creating a portfolio diversifies the total investment into an optimal mix of asset class with an aim...
3 Pages(750 words)Coursework

Financial Markets & Risks

... Scheme (SERPS), and occupational pension schemes provided by employers. The DC schemes include the contribution pension schemes offered by employers, and the personal pension, or a stakeholder pension fund held with a financial institution. The third tier of UK's pension system is voluntary and it takes the form of additional voluntary contributions (AVCs and FSAVCs) into occupational or personal pension schemes. DB and DC schemes The pension schemes we need to focus on behalf of the company are occupational pension schemes. A Company in UK can offer their employees a Defined Benefit Final Salary pension, or a Defined Contributions Pension scheme. A traditional pension plan that defines a benefit for the employee upon that employee's...
7 Pages(1750 words)Essay

Financial Markets

...RESEARCH PROPOSAL NO ARBITRAGE VALUATION OF ASIAN OPTIONS The management of financial assets is a tricky affair especially in the case ofa market that has a certain degree of friction attached to it. There is a certain degree of uncertainty as well as a certain amount of risk involved in the modeling of financial markets. Therefore, any modeling of financial assets is directed towards the reduction of the uncertainties & risks involved with the value of an asset or the pricing agreements that govern the variation of the determinants of financial assets' evaluation. Therefore, any such evaluation is performed so s to strike a perfect balance between the non-risky assets and the non-risky assets. Under financial discussions...
4 Pages(1000 words)Essay

Financial markets

... Foreign Direct Investment (FDI). Conclusion Unlike for many other developed countries (US, EU, UK) impact of financial rescission was not so major on Australia, but still it faced certain downfall in economical and financial structure. The government took certain measures like reduction in interest rates, injection of liquidity in economy, stimulus packages. It also made its policies more relaxed to support financial market. But the latest data released by domestic market gives a clear picture of an economic recovery. The government is in a mood to raise interest rate further high in coming future. ABC should take advantage of lower interest rate and should go for short term debt instruments like ABCP, bonds or bank credits to finance its...
6 Pages(1500 words)Essay

Financial Markets

...Financial Markets - Questions What are some key financial regulators? The term ‘financial regulators’ is used in order to indicate those organizations that supervise the financial services industry in the context of a country or within a greater area, for instance the European Union. One of the most known financial regulators is the Financial Services Authority (FSA) - the regulatory body of financial services in UK. Other organizations of such type are the following ones: a) the Financial Services Agency – in Japan, b) the ‘Autorité des marchés financiers’ – in France, c) the China Securities Regulatory Commission – in China, d) the Federal Financial Supervisory Authority - in Germany,e) the US Securities Exchange Commission – in USA...
4 Pages(1000 words)Essay

Financial markets

...Financial markets Financial markets Improvement of economic efficiency by financial markets Financial markets promote economic efficiency through the production of efficient capital allocation that increases production. The efficient direction of the flow of savings and investments facilitated by financial markets in the economy contribute to capital accumulation as well as goods and services production (Haliassos, 2013). Remarkably, the financial markets facilitate the connection between the well-developed financial institutions and the borrowers who want to invest more than they earn, which suits the needs of the savers and borrows; hence, improves the efficiency of the overall economy. Financial markets form one of the financial...
3 Pages(750 words)Essay

Financial Markets

... Financial Markets Introduction In economics, the market can be typically defined as an aggregate of possible buyers as well as sellers of a given good or service as well as the transaction between these two parties. The financial market can be termed as a market where entities, as well as people, can the financial securities, trade commodities, as well as other fungible commodities. In general, financial markets are referred to as markets used in raising finance. In other words, a catchall for all markets in the financial sector is encompassed in the financial market. These include money markets which entail bond markets and stock markets, money markets, commodity markets, insurance markets among others (Bhole & Mahakud 2009, p.2...
4 Pages(1000 words)Assignment
sponsored ads
We use cookies to create the best experience for you. Keep on browsing if you are OK with that, or find out how to manage cookies.

Let us find you another Case Study on topic Abuse of the UKs Financial Markets for FREE!

Contact Us