Ethical Dilemma Prompt: Tell us a time you were confronted with an ethical dilemma. How did you respond? What was the outcome? How would you respond in the future? My work as a financial advisor always entails me to be confronted with a number of ethical dilemmas…
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Besides, if we pushed the deadline back, we would run the risk of the client withdrawing from the case because his extremely busy schedule might prevent him from attending to the extra paperwork that would be required if the document was to be notarized. I went home that night and thought it over. I knew that since I had my supervisor’s approval, I wouldn’t be held accountable if anything went wrong. However, I believe that as a financial advisor, I had the fiduciary responsibility to ensure that the clients are aware of all aspects of the investments. Also, in order for me to provide my best services, I always try to imagine myself in the situation that my client is in. I knew that if I were the client, I would be extremely disappointed if I found out that my financial services provider treated me as just “another filed folder” rather than a valued client who deserved the best service possible. The following day, I asked my supervisor to assign the project to me so that I could amend the complication before the deadline. Though unwillingly, my supervisor agreed. I immediately contacted the client, briefed him about the situation, and apologized that due to the prevailing circumstances, we might not be able to make the deadline that he originally set for us.
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