StudentShare
Contact Us
Sign In / Sign Up for FREE
Search
Go to advanced search...
Free

What is the Registration Process - Assignment Example

Cite this document
Summary
From the paper "What is the Registration Process?", securities law regulations are aimed to promote fair and full disclosure of all material information relating to markets, and to stocks dealings, this includes all characteristics of souk trading, as well as financial reporting by public companies…
Download full paper File format: .doc, available for editing
GRAB THE BEST PAPER95.1% of users find it useful
What is the Registration Process
Read Text Preview

Extract of sample "What is the Registration Process"

Task Work Explain The Meaning And Legal Application Of The Following Terms: The Registration Process (Securities Law Securities law regulations are aimed to promote fair and full disclosure of all material information relating to markets, and to stocks dealings, this includes all characteristics of souk trading, as well as financial reporting by public companies. The goal of the regulatory scheme is to ensure that regulations go beyond such goals and an underlying principal guides every marketing professional in his dealings with the industry, and the public. No simple method of compliance is guaranteed a policy of full disclosure prevents regulatory mishaps on the retail side of the business. A Formal Vs. Informal Rulemaking (Administrative Law): This is a branch of law that oversees the bodies of government that are responsible for the administration. Government agencies that work under administrative capacity work as a branch of public law and deal with decision making arms of the government. Administrative law is different from legislative or judicial authority because it includes the power to create rules and regulations based on the statutes that legislative authorities put into effect. These bodies also have the power to grant licenses and permits, begin investigations and provide remedies to complaints, oversee the conduct of the business of government and issue orders to parties to comply with certain rules. Ad Substantial Rule Vs. Corrective Advertising Rule (Federal State Commission Advertising Rule) This is an independent agency of the government of the United States government. It is established by the federal state commission act. Its principal goal is the promotion of costomer protection and the prevention of anti- competitive business practice, for example, monopoly. The Environmental Impact Statement And The Threshold Requirements Thereof. (Environmental Law) Environmental laws are laws that act together with the goal of protecting the environment. The main objective is to ensure that the ecosystem is protected against both public and private actions that failed to take account of costs or harms imposed on the ecosystem Commercial And Noncommercial Speech (Constitutional Law) This deals with constitutions as they are set out the broad structure of government. Government entities and provisions providing for human rights and civil rights, which are part of some constitutions, are set out in the suitable sections. Business matters are likewise dealt with in the commercial law sector Answer The Following General Questions Constitutional Law: The Federal Government Main Constitutional Basis For Regulating Business Activities Is So Called Commerce Clause. In What Way Does The Commerce Clause Operate To Place A Restriction On States Authority To Regulate Business Activities? The commerce clause is an enumerated power listed in the constitution of the United States article 1 section 8 clause 3; it states that the USA congress has the power to regulate trade with overseas countries, and amid the several states, and with the Indian tribes. These three areas of comers are separate powers granted to the congress. The commerce clause is never referred to under terms but under the foreign commerce clause, the interstate commerce clause and the Indian commerce clause. Disagreements exist within the courts as to the range of powers granted to Congress by the Commerce Clause. The clause is usually paired with the necessary and proper clause; the combination is used to take a broad, expansive perspective of these powers. The effect varies according to the Supreme Court’s interpretation. The use of the clause to authorize federal control of economic powers has been limited. Consumer Credit Protection The Credit Card Industry Grew Significantly In The 1970s. Identify Four Key Problems That Resulted From This Growth In Terms Of Adversely Affecting Consumers’ Interests And What Remedial Federal Acts Did Congress Enact To Correct These Problems: The term "credit" means the right granted by a creditor to a debtor to defer payment of debt or to incur debt and defer its payment. The informed use of credit is administered by the United States congress. It stabilizes economic acts to be enhanced with rivalry informed unto various fiscal institutions. These are those that are engaged in increase of customer credit that would be strengthened otherwise by informed credit use. Problems faced include high implementation cost of the consumer credit protection. Administrative Law: Regulatory Agencies Are Often Described As The Four Branch Of The Federal Government, Carrying Out Their Functions In A Virtual Independent Way. Is This Really True? If Not, What Are Some Of The Constraints Placed On Those Agencies By The Three Main Branches Of The Government? Administrative law is less open to review than civil law in most countries, but there is a process of review. The procedures for judicial review usually work in conjunction with other legal doctrines that create the standard for proper rule making. These laws allow administrative bodies to review the decisions of semiprivate entities such disciplinary boards, nonprofit corporations or other entities that deal with the rights of a particular group of people. Under principles of judicial review, some decisions of administrative law bodies can be reviewed based on due process claims or fundamental justice, depending on the country. Administrative appeal is different from judicial review in that judicial review allows the court to look only at the procedures and methods the administrative body used to arrive at the decision, whereas administrative appeal decides whether the decision itself was correct. It is on this issue of due procedure that constitutional and governmental law frequently intersects. The Supreme Court has long held that, governmental decisions that take away or interfere with essential liberty or assets interests must employ a fair hearing before doing so. In Your Own Opinion Which Individuals Should SEC Charge With Violations Of The Federal Securities Laws, And Who Should Not? Those to be charged: Ira waldbaum for passing the confidential information to parties not involved in the merger. Be told his sister Hellen about the development and asked her to gather her stocks in anticipation for A and P’s purchase. Those not to be charged: Judy, Keith Loeb, Robert chestman, and the 5people in the elevator. All they did was purchase shares in anticipation for a profit. Work Cited Marsh, S B, and J Soulsby. Business Law. Cheltenham: Nelson Thornes, 2002. Print. Read More
Cite this document
  • APA
  • MLA
  • CHICAGO
(“Assignment Example | Topics and Well Written Essays - 750 words - 2”, n.d.)
Assignment Example | Topics and Well Written Essays - 750 words - 2. Retrieved from https://studentshare.org/other/1401863-assignment
(Assignment Example | Topics and Well Written Essays - 750 Words - 2)
Assignment Example | Topics and Well Written Essays - 750 Words - 2. https://studentshare.org/other/1401863-assignment.
“Assignment Example | Topics and Well Written Essays - 750 Words - 2”, n.d. https://studentshare.org/other/1401863-assignment.
  • Cited: 0 times

CHECK THESE SAMPLES OF What is the Registration Process

Sex Offender Registration and Recidivism

It is highly remarkable that there is a gradual growth in the process of registering and notifying the information of convicted sex offenders in the United States in recent years.... This paper seeks to explore the extent to which sex offender registration contributes to or reduces recidivism.... The concept of sex offender registration and notification has been practiced in the American community since the end of 1900s.... Research professionals have noted that scarcity of valuable information about the history of sex offender registration in the United States affects their studies....
6 Pages (1500 words) Essay

The Process of Education to the Point of Registration

The paper "The process of Education to the Point of Registration" states that education to the point of registration once in a lifetime does not equip nurses for life.... Maslin-Prothero (2000) recommends that the developing lifelong learner benefits from information-seeking skills and the ability to process and critically analyse that information....
32 Pages (8000 words) Coursework

System of Deeds Registration and Land Title Registration

The processes of formation of property transfer relating to the actors and agencies involved and also relating to the out come of the process of accessing and recognizing right on land.... The process involving the formation of property by institutions and actors and the role of surveyors.... Efficient management of land is the process in the operation of executing the land policies.... In this paper we discuss and find the importance of the methods of registration and find the reasons for the significance of title registration when compared to deeds registration....
7 Pages (1750 words) Essay

The impact of the Land Registration Act 2002 on the conveyancing process in registered land

While the original system of land registration inaugurated by Land registration Act (LRA) 1925 had many flaws.... Today, nearly all land is ‘registered land' and the system underwent significant reform with the enactment of the Land registration Act (LRA) It served well for nearly 80 years and was able to cope with the fundamental economic and social changes that took place over that time.... Today, nearly all land is ‘registered land' and the system underwent significant reform with the enactment of the Land registration Act (LRA) 2002 that entered into force on 13 October 2003....
8 Pages (2000 words) Essay

TN Sex Offender Registration

Multiple agencies' involvement is not exceptional for the registration of an offender's progress throughout the stages of the criminal justice procedure (Sex Offender Registration).... The author of the paper describes the notification and registration of the sex offender along with their necessities, civil obligation, and residency constraints.... They were released in 1990 Offender's certain categories of lifetime registration authorization were implemented from the Pam Lychner Sexual Offender Tracking and Identification Act (PL 104-236) in 1996 (Strutin)....
6 Pages (1500 words) Research Paper

Vehicle Registration Process in Abu Dhabi

The paper "Simulation and Analysis of the Vehicle registration process in Abu Dhabi ' is a good example of a capstone project on information technology.... The paper "Simulation and Analysis of the Vehicle registration process in Abu Dhabi ' is a good example of a capstone project on information technology....
24 Pages (6000 words) Term Paper

The Processes of Drug Registration in the Context of the United States

The process of registration is almost the same as the registration in the United States and other global agencies.... DENR sends an email with a username and password to the entities facilitating their movement to the second phase of the registration.... The paper "The Processes of Drug registration in the Context of the United States" examines the history of drug registration in Saudi Arabia and across the globe.... This paper focuses on the evaluation of the SFDA, the processes of drug registration, differences between the American FDA and SFDA, and some recommendations to enhance the SFDA....
7 Pages (1750 words) Article

The Process of Registration as a Nurse

"The process of Registration as a Nurse" paper argues that nursing is a very important career that involves the lives of people and therefore it is sane to have strict requirements that have been put in place by the relevant regulatory board just to ensure competence and credibility.... An explanation of the process by which a nurse will now obtain registration to practice in Australia The state is bestowed with the power of regulation of midwifery and nursing....
7 Pages (1750 words) Coursework
sponsored ads
We use cookies to create the best experience for you. Keep on browsing if you are OK with that, or find out how to manage cookies.
Contact Us